初级银行综合类-(听力部分暂无答案)3
(总分100, 做题时间90分钟)
一、听力题
Directions: In this section, you will hear ten short conversations. At the end of each conversation, a question will be asked about what was said. The conversation and question will be spoken only once. During the pause, you must read the four choices marked A, B, C, D, and decide which is the best answer. Then mark the corresponding letter on the ANSWER SHEET with a single line through the center.
1. 
A. 3%          B. 5%          C. 11%          D. None
A  B  C  D  
2. 
A. The husband's name.           B. The wife's name.
   C. The transferor's name.          D. The banker's name.
A  B  C  D  
3. 
A. A librarian.                    B. A professor.
    C. An accountant.                 D. A reporter.
A  B  C  D  
4. 
A. 4%          B. 4.5%        C. 5%           D. 5.5%
A  B  C  D  
5. 
A. To write as many checks as they want.
    B. To make sure of the amount of the deposits.
    C. To get a penalty of 3 for each check.
    D. To try to make more money.
A  B  C  D  
6. 
A. Husband and wife.             B. Bank clerk and customer.
    C. Credit officer and customer.    D. Estate agent and house buyer.
A  B  C  D  
7. 
A. Bills of lading.                 B. Consular invoice.
    C. Insurance policy.               D. Certificate of origin.
A  B  C  D  
8. 
A. A credit line' of 2 million.      B. Mortgage loans.
    C. A credit line with ABC bank.  D. Credit facilities from the man's bank.
A  B  C  D  
9. 
A. Six months.                    B. Twelve months.
    C. One month.                    D. A half month.
A  B  C  D  
10. 
A. It has the most modem banking facilities.
    B. It has served for fifteen years.
    C. It has available convenience loans of all types.
    D. It is very convenient because it's located very close to his home.
A  B  C  D  
二、单项选择

11. 
The People's Bank of China shall ______ and exercise supervision and control over the financial industry under the leadership of the State Council.
     A. formulate and implement monetary policies
     B. invent and use monetary policies
     C. provide and harness monetary policies
     D. create and apply monetary policies

A  B  C  D  
12. 
Owners' equity is measured by subtracting liabilities from assets. This sentence can be described as the following equation ______.
     A. ASSETS - LIABILITIES + OWNER'S EQUITY
     B. ASSETS - LIABILITIES = OWNER'S EQUITY
     C. OWNER'S EQUITY = ASSETS + LIABILITIES
     D.  OWNER'S EQUITY = LIABILITIES - ASSETS

A  B  C  D  
13. 
______ are assets that are expected to be converted to cash, sold, or consumed during the next 12 months or within the business's normal operating cycle if longer than a year.
     A. Long - term assets                   B. Long - term liabilities
     C. Current liabilities                     D. Current assets

A  B  C  D  
14. 
The interdependence between China's economy and the world economy ______ significantly.
     A. deeped          B. deepened        C. dependent       D. depends

A  B  C  D  
15. 
Securities subject to mortgage are ______.
      A. deeds, fire policies, and stocks and shares and other chooses in action
     B. title deeds, fire policies, and equities and other chooses in action
     C. title deeds, life policies, and stocks and shares and other chooses in action
     D. title deeds, life policies, and equities and other chooses in action

A  B  C  D  
16. 
Financial markets can be classified as ______.
     A. debt and equity markets             B. primary and secondary markets
     C. money and capital markets            D. all of tile above

A  B  C  D  
17. 
The primary source of funds of fire and casualty insurance companies includes ______.
     A. savings deposits
     B. premiums from policies
     C. commercial paper, stocks and bonds
     D. all of the above

A  B  C  D  
18. 
Another name for junk bonds is ______.
     A. high- yield securities                 B. non- investment grade securities
     C. speculative investment securities        D. any of the above

A  B  C  D  
19. 
What does IPO stand for?
     A. Initial Pact Organization             B. Initial Public Offering
     C. International Public Offering          D. Intellectual Property Organization

A  B  C  D  
20. 
A repurchase agreement is a transaction in which ______.
     A. a lender agrees to buy back securities at a specified future date at a predetermined price
     B. a borrower agrees to buy back securities at a specified future date at a predetermined price
     C. a borrower agrees to sell back securities at a specified future date at a predetermined price
     D. none of the above

A  B  C  D  
三、完型填空

Portfolio management is becoming an  (21)   part of the credit process. In the management of their portfolio, commercial banks emphasize the importance of asset and earning  (22)  , the immediate recognition as losses of all credit judged to be  (23)  , and the maintenance of appropriate credit loss  (24)  . All identified losses should be immediately  (25)  

21. 
A. integral         B. internal          C. international          D. interesting
A  B  C  D  
22. 
A. classification    B. diversification   C. ability               D. adequacy
A  B  C  D  
23. 
A. overdue         B. collectable       C. uncollectible         D. sound
A  B  C  D  
24. 
A. preparation      B. position         C. difference            D. allowance
A  B  C  D  
25. 
A. written off      B. excluded        C. included            D. paid off
A  B  C  D  
Investment institutions  (26)   the third major category in our financial system. These institutions combine the relatively small amounts of savings from many individuals and invest the  (27)   in financial assets.  Mutual funds purchase corporate stocks and bonds as well as government securities. Real estate investment trusts invest in  (28)   and mortgages. Money market funds invest in short - term debt securities. While individual investors can invest directly in such securities, investment institutions  (29)   small investors diversification and experienced management of their funds. The fourth category consists of financial companies. These companies provide loans directly to consumers and businesses. Sales and consumer finance companies lend to individuals. Sales finance companies finance installment loan purchases of automobiles and other  (30)   goods.  Consumer finance companies provide small loans to individuals and households. The fifth category consists of securities market institutions that are involved in the savings - investment process and the marketing and transferring of claims to wealth. Credit -reporting and credit-rating organizations aid lenders in deciding whether to extend credit to consumers and businesses.

26. 
A. found           B. set up           C. establish             D. make up
A  B  C  D  
27. 
A. money          B. total             C. final                 D. amount
A  B  C  D  
28. 
A. stocks           B. property         C. asset                 D. houses
A  B  C  D  
29. 
A. offer            B. provide          C. produce              D. deliver
A  B  C  D  
30. 
A. tangible        B. family          C. industrial            D. durable
A  B  C  D  
四、阅读理解

The original issuer of a security is referred to as a borrower, and the purchaser is referred to as a lender. Most securities traded in the secondary markets belong to one of two broad classifications: bonds or stocks. Bonds are credit instruments redeemable in a given number of dollars and yielding a fixed return. Important characteristics of bonds include face (or par) value, maturity date, and coupon rate. Face values for most bonds are 5; 1 000, although some government issues have $ 10 000 face values. Face value represents the total amount of cash payable to the owner at the bond's maturity date, which can range from 1 to 30 years. Prior to maturity, yearly coupon payments equal to the coupon rate times the face value are paid. These coupons represent a profit to the bond owner. Coupon rates on newly issued bonds closely follow the level of interest rates in the economy. Once set in the initial primary market sale, however, the coupon on a given issue will not change in response to changing interest rates in the economy. Instead, the market price of the bond changes. When a bond's coupon rate is equal to the general level of interest rates prevailing in the economy, the bond's market price will be equal to its face value. When the coupon rate is higher than prevailing interest rates, the bond will sell at a premium over its face value. When the coupon rate is lower than prevailing interest rates, the bond will sell at a discount from its face value. Interest on bonds constitutes a legal obligation, and failure to pay it may result in bankruptcy.
   Preferred stocks are similar to bonds in that they have stated face values (often 100) and a specified dividend payment (similar to a bond's coupon). They differ from bonds because they do not have a scheduled maturity date and because yearly dividends may remain unpaid for a few years without forcing the issuer into bankruptcy. Common stocks have no specified yearly cash payments or maturity date. These securities have an infinite life on which cash will be earned only if the issuer has satisfactory profits. Because the cash returns on bonds are the most certain, they are viewed as the least risky investment and provide the lowest expected rate of return. Preferred stocks are viewed as more risky than bonds and less risky than common stocks. Common stocks are the most risky and provide the largest expected returns.

31. 
A secondary market is where ______.
    A. the original security issuers sells their securities.
     B. the original lender trade securities with other people.
    C. loans are borrowed and paid with interest.
    D. bond and stocks are traded by the original borrowers and leaders.
A  B  C  D  
32. 
A. If a security bears face value, maturity date and coupon rate, we call it a ______.
    A. stock    B. bond    C. coupon    D. preferred stock
A  B  C  D  
33. 
According to the passage, a coupon is ______.
    A. part of a bond which shows the profit to the bond owner.
    B. a ticket to buy something at a lower price.
    C. a ticket that can be used as money.
    D. a ticket that shows the face value of a bond.
A  B  C  D  
34. 
Coupon rate on newly issued bonds closely follow the level of interest rates in the economy and ______.
    A. change as the interest level changes.
     B. will not change once it is set.
     C. change as the market price of the bond changes.
     D. change according to its maturity date.
A  B  C  D  
35. 
Preferred stocks are similar to bonds except that ______.
    A. they don't have face value.
     B. they don't have interest.
     C. they don't have maturity date.
     D. they don't have a scheduled maturity date and dividends may remain unpaid for a long time.
A  B  C  D  
In 1944, officials from forty - five nations assembled for a historic meeting at Bretton Woods in the United States. Even though World War II was still going on, international monetary authorities and world leaders were planning for the future. They wanted to make provisions for the economic problems they expected to follow by the end of the war. These efforts resulted in the formation of the International Monetary Fund. The IMF attempts to encourage monetary cooperation, to promote excharige rate stability, and to plan international arrangements on ex- change rates. In addition, the Fund attempts to prevent competitive exchange rate reductions among its members. It also tries to eliminate or reduce any foreign exchange controls that slow down world trade. In order to attain these objectives, however, very large financial reserves are needed. The necessary reserves are obtained in the form of deposits, which are required from each member when joining the Fund. The size of the deposit is known as the member's quota.
   The quota is the heart of the International Monetary Fund. The Fund authorities set the size of the quota. It is based on the economic importance of the country as shown by such indicators as populations, international trade, and GNP. Traditionally, the quota has been paid in a combination of gold and the member's own currency, with 25 percent in gold and the rest in currency. It is important because it determines the maximum amount that the member can draw out in times of difficulty. Sometimes new members have succeeded in reducing the quotas set by the IMF. They have usually regretted this decision when they later needed to withdraw large a- mounts from the Fund.
   Perhaps the main function of the IMF has been to help members with balance of payments problems so as to prevent a monetary crisis. For instance, a small country could experience storm, which greatly reduced its main export crop. Because of the considerable shortfall in ex- port, the country would earn much less foreign exchange than usual. As a result, there would be a current account deficit. Tile country could have difficulty in paying for essential imports, for its official reserves might not provide enough foreign exchange. Without help from abroad, the country could solve the payments problem in two ways. It could allow its currency to devalue because of the reduced international demand, or it could prevent the exchange rate from falling by using exchange control. Both of these methods seem too dramatic. However, because the country's problems are very short - term ones.  Under these circumstances, the Compensatory Finance Facility can be used to obtain the necessary foreign exchange.

36. 
The objectives of the IMF are ______.
     A. to encourage monetary cooperation and to promote exchange rate stability.
     B. to plan international arrangements on exchange rates.
     C. to prevent competitive exchange rate reductions.
     D. all of the above.
A  B  C  D  
37. 
When joining the Fund, ______.
     A. each member is required to deposit money to the Fund.
     B. some members are required to deposit money to the Fund.
     C. all the members are required to deposit the same amount of money to the Fund.
     D. only a few large countries are required to deposit money to the Fund.
A  B  C  D  
38. 
The member quota is ______.
     A. the money a member is required to deposit when joining the Fund.
     B. the money a member could withdraw from the Fund each year.
     C. the total amount of money the IMF has.
     D. the money a member should deposit when withdrawing the Fund.
A  B  C  D  
39. 
A member of the IMF could withdraw large amounts of money if ______.
     A. it has reduced its quota.      B. it has deposited a large quota.
     C. it has increased its quota.
     D. it has paid tile quota in gold.
A  B  C  D  
40. 
Compensatory Finance Facility can be used ______.
     A. to provide a member nation with its currency.
     B. to help a member nation devalue its currency.
     C. to help a member nation examine its difficulties.
     D. to help a member nation with foreign exchange when it is in difficulty.
A  B  C  D  
五、英释汉

41. 
The impact globalization has on local - national insurers is positive.

42. 
Assurbanking refers to the system of taking bank products manufactured by an insurance company's own bank and selling them through tile insurer's distribution channels.

六、判断正误

Harper & Grant Ltd. is a well - known and respected trading company. We handle imports directly from manufactures in 35 different countries, and currently export to 46 different countries worldwide.
   We are looking for enthusiastic people to work in our office in Bermuda on temporary 3 -, 6 - and 9 - month contracts. Applicants must be able to speak and write at least one foreign language fluently and can be nationals of any country.
   Experience in import/export will be an advantage, but as special training will be available this is not essential. The main requirements arc a willingness to work as a member of a team, to cope with pressure, and to be prepared occasionally to work long hours when necessary.
   There are several posts available and long -term prospects are good, though initially all successful applicants will be contracted for a maximum of 9 months.
   The salary we will offer is excellent. We will pay for your return air fare and provide adequate accommodation at a nominal rent.
   Please apply in your own handwriting, enclosing your resume to Sally Langley, Personnel Office, Harper &Grant Ltd, 1084 Great West Road, London W25.

43. 
Harper & Grant Ltd. has its head offices in London.
    A. Right            B. Wrong            C. Doesn't say
A  B  C  
44. 
According to the advertisement, only citizens of Britain can apply for the job.
    A. Right            B. Wrong            C. Doesn't say
A  B  C  
45. 
In the advertisement, "a nominal rent" means that the cost for rent is quite insignificant.
      A. Right            B. Wrong            C. Doesn't say
A  B  C  
The normal income statement which constitutes one of the financial statements of company, is financial income statement. So functional income statement is an income statement that segregates all costs by use; it shows revenues less cost of goods sold ( gross margin) less selling and administrative expenses.  This approach is useful for financial reporting purpose; it provides outside readers with information about company's progress and about which functional areas are being emphasized. For management's use in the decision-making process, however, an income statement that follows a cost behavior approach, often referred to as a Contribution Margin Income Statement, is more valuable.

46. 
When the management of a business makes some decisions, it often refers to the normal income statement because the normal income statement is more useful.
     A. Right           B. Wrong           C. Doesn't say
A  B  C  
47. 
Form the functional income statement we can see clearly the total revenue, total cost and gross profit etc.
     A. Right           B. Wrong           C. Doesn't say
A  B  C  
48. 
From the normal income statement we can see gross margin.
     A. Right           B. Wrong           C. Doesn't say
A  B  C  
七、写作题
Directions: Writing a letter based on the following information given in Chinese. Your letter should be around 150 words.
1. 
[提示] 你方议付了ABC银行新加坡分行开出的信用证(编号No.XY-691119,金额HKD413 500.00),开证于2006年7月13日曾来信指出你方在索汇书(Schedule of Documentary Remittance)将上述金额误写为HKD418 500.00;此外,该议付款的起息日 2006年7月9日似有误。
   [要求] 请你写一封回信,答复如下:议付金额在过账时错记,已在账册上修正;该议付款的起息日符合信用证条款,没有错误,并请将金额以上述起息日贷记在你总行的我方账户。